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<PerformancePlanOrReport xmlns="urn:ISO:std:iso:17469:tech:xsd:PerformancePlanOrReport" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"

 xsi:schemaLocation="urn:ISO:std:iso:17469:tech:xsd:PerformancePlanOrReport http://stratml.us/references/PerformancePlanOrReport20160216.xsd" Type="Strategic_Plan"><Name>NAIRR Organization, Management, and Governance</Name><Description>The organizational structure for NAIRR management and governance should incorporate the
interests and perspectives of the many Federal agencies involved in AI R&amp;D, take advantage of
the distributed nature of existing and future cyberinfrastructure, and facilitate input from the
various constituents and communities involved in and affected by AI research. This chapter lays
out the recommended organizational structure and management elements of the NAIRR. It also
describes the key governance functions that will require policies and oversight, such as building
considerations of privacy, civil rights, and civil liberties into all facets of the NAIRR’s design and
operations as well as ensuring system security.</Description><OtherInformation>The impact of AI extends to nearly all sectors of the Nation’s economy and aspects of society.
Thus, it is critical that the governance of the NAIRR appropriately reflects not only the breadth
and diversity of the users of the NAIRR, but also the broad suite of constituents likely to be
impacted by the AI innovations that result.</OtherInformation><StrategicPlanCore><Organization><Name>National Artificial Intelligence Research Resource Task Force</Name><Acronym>NAIRRTF</Acronym><Identifier>_6ca63702-ceaf-11ed-b4fb-9e69fe82ea00</Identifier><Description/><Stakeholder StakeholderTypeType="Generic_Group"><Name/><Description/></Stakeholder></Organization><Vision><Description>A widely-accessible, national cyberinfrastructure that will advance and accelerate the U.S. AI R&amp;D environment and fuel AI discovery and innovation in the United States</Description><Identifier>_6ca638a6-ceaf-11ed-b4fb-9e69fe82ea00</Identifier></Vision><Mission><Description>To lay out the recommended organizational structure and management elements of the NAIRR</Description><Identifier>_ebd9fe6e-d29c-11ed-9812-b8e10c83ea00</Identifier></Mission><Value><Name>Organization</Name><Description/></Value><Value><Name>Management</Name><Description/></Value><Goal><Name>Administration</Name><Description>Designate one agency serve as the “administrative home” for the NAIRR</Description><Identifier>_6ca63b4e-ceaf-11ed-b4fb-9e69fe82ea00</Identifier><SequenceIndicator>1</SequenceIndicator><Stakeholder><Name/><Description/></Stakeholder><OtherInformation>NAIRR Organizational Structure
Federal agencies currently invest in the infrastructure that enables federally funded research
via a range of different models, in alignment with their mission needs. While management of the
NAIRR could be handled entirely within a single government agency (which has the benefit of
clear ownership, authority, and responsibility), excluding other agencies would likely narrow its
focus to that agency’s specific mission, leaving the needs of researchers supported by other
agencies unmet, and translating to a loss of opportunity for the Nation.
^^
Instead, the Task Force recommends that one agency serve as the “administrative home” for
the NAIRR to provide core funding for a third-party (non-government) Operating Entity that
carries out the activities needed to coordinate, federate, and sustain the NAIRR.</OtherInformation><Objective><Name>Funding</Name><Description>Provide core funding for a third-party (non-government) Operating Entity that carries out the activities needed to coordinate, federate, and sustain the NAIRR</Description><Identifier>_ebd9ffe0-d29c-11ed-9812-b8e10c83ea00</Identifier><SequenceIndicator>1.1</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name>National Research Council</Name><Description>The Task Force makes its recommendations after careful review of the successful cooperative
stewardship model for multidisciplinary users of the Nation’s synchrotron, neutron, and highmagnetic-field user facilities reviewed by the National Research Council.  In this model, the
responsibility for design, construction, operation, maintenance, and upgrading of a research facility
core rests with a single clearly identified Federal agency—the steward. The steward then engages
partners—other agencies, industry, and private institutions—in the planning, design, construction,
support, and funding of the experimental stations and other sub facilities. While no model is
without flaws, the Task Force believes this model will best serve the AI R&amp;D priorities across
Federal agencies and achieve the societal-level impacts envisioned for the NAIRR. </Description></Stakeholder><OtherInformation>This funding
would provide for the operations of the Operating Entity, not the research resources that would be
a part of the NAIRR. Other agencies should play a major role in NAIRR stewardship by (1)
forming a multi-agency Steering Committee that provides strategic guidance and collective
oversight of the NAIRR, (2) funding resource providers that would be federated together to
constitute the NAIRR, and (3) providing staffing for the Program Management Office. It is
critically important that all agencies involved in the NAIRR work together through the Steering
Committee to coordinate the provisioning of resources and ensure that all agency perspectives are
reflected...
^^
Leveraging this model, the agency
serving as the administrative home for the
NAIRR would fund and oversee the core
operations, but would not establish the
strategic direction of the NAIRR, nor
fund all the individual resource providers.
As described below, a Steering
Committee, with representation from
agencies participating in the NAIRR,
should set the strategic direction of the
NAIRR and drive decisions about which
resources will be brought into the NAIRR
from which providers.</OtherInformation></Objective><Objective><Name>Management</Name><Description>Manage day-to-day operations through a single, non-governmental Operating Entity</Description><Identifier>_a4dbc074-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>1.2</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>Given the complexity of the NAIRR,
the Task Force recommends that its day-to-day operations be managed by a single,
non-governmental Operating Entity. The
Operating Entity will require a dedicated,
expert, stable workforce composed of
highly trained technical talent capable of
managing long-term, complex needs and
systems with a high degree of objectivity.
The Operating Entity must leverage
external input-gathering mechanisms.
^^
Given the NAIRR’s many operational
requirements, expert advice is needed on
issues spanning technical resource design,
development, management, interoperability, standards, and improvement; user experience design,
development, and improvement; ethical design, development, and use of research resources; legal
and regulatory compliance, intellectual property management and agreements; and education and
training. Experts from a wide range of scientific and academic disciplines, including social science
and ethics, and also drawn from government, industry, and non-profit sectors, must therefore be
actively engaged, for example, by including them among members of the advisory boards and a User Committee. These advisory bodies are intended to bring diverse perspectives, providing
strategic management advice to inform the NAIRR’s operations.</OtherInformation></Objective></Goal><Goal><Name>Steering Committee</Name><Description>Establish the overall strategic direction for the NAIRR</Description><Identifier>_a4dbc2b8-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>2</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name>NAIRR Program Management Office</Name><Description>The Steering Committee should initiate work on the above areas through the administrative
home and NAIRR Program Management Office, and may manage certain of the above tasks
through operational working committees. The Steering Committee should monitor the progress of
the NAIRR towards its objectives and provide recommendations annually in a publicly available
report to the NAIIO. </Description></Stakeholder><Stakeholder StakeholderTypeType="Organization"><Name>NAIRR Steering Committee</Name><Description>The Steering Committee should initiate work on the above areas through the administrative
home and NAIRR Program Management Office, and may manage certain of the above tasks
through operational working committees. The Steering Committee should monitor the progress of
the NAIRR towards its objectives and provide recommendations annually in a publicly available
report to the NAIIO. </Description></Stakeholder><OtherInformation>Many Federal agencies individually and collectively have stakes in the NAIRR’s success,
and are therefore envisioned to contribute to its governance. NAIRR governance should follow the
proposed cooperative stewardship model and serve the interests of all agencies involved. A
Steering Committee comprising principals (e.g., deputy or assistant secretaries) at departments,
agencies, and offices with significant AI R&amp;D investments or equities in the NAIRR should be
constituted to provide strategic direction. This Steering Committee should be chaired by the
Director of the NAIIO, in accordance with the office’s role as coordinator of Federal activities in
support of the National AI Initiative, and should have rotating co-chairs. The involvement of
deputy or assistant secretaries ensures top-level commitment to agencies’ engagement in the
NAIRR and its governance. The Steering Committee may establish operational working
committees to manage more operational issues.
^^
Agencies that have already made substantial investments in AI R&amp;D and cyberinfrastructure
are likely most able to provide guidance about the NAIRR’s initial setups and structure, and therefore are most likely equipped to lead the initial phases of the NAIRR’s development. Since
all agencies stand to benefit, additional agencies should be brought into the Steering Committee
over time. The Steering Committee composition should be reviewed every three years by the
NAIIO. As part of these periodic reviews, additional agencies could commit funding or resources
to the NAIRR or become members of the Steering Committee, or participating agencies could elect
to discontinue participation.
^^
The Steering Committee will establish the overall strategic direction for the NAIRR and
should be responsible for overseeing and approving the following:</OtherInformation><Objective><Name>Plan, Budget &amp; RFP</Name><Description>Develop an operating plan, budget, and requests for proposals (RFP) to solicit bids for the Operating Entity</Description><Identifier>_a4dbc3f8-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>2.1</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>The operating plan, budget (see Chapter 5), and requests for proposals (RFP) to solicit bids for the Operating Entity, including the terms and conditions and functions of the Operating Entity.</OtherInformation></Objective><Objective><Name>Operating Entity</Name><Description>Review proposals and select the Operating Entity</Description><Identifier>_a4dbc6e6-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>2.2</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>The review of proposals for and selection of the awardee to serve as the Operating Entity.</OtherInformation></Objective><Objective><Name>Resources</Name><Description/><Identifier>_a4dbc8a8-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>2.3</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>The identification of resources that could be federated, selection of individual resource providers, and determination of how resources could be allocated and made accessible via the NAIRR.</OtherInformation></Objective><Objective><Name>Identification</Name><Description>Identify resources that could be federated</Description><Identifier>_a4dbc9de-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>2.3.1</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation/></Objective><Objective><Name>Providers</Name><Description>Select individual resource providers</Description><Identifier>_a4dbcd30-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>2.3.2</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation/></Objective><Objective><Name>Allocation &amp; Accessibility</Name><Description>Determine how resources could be allocated and made accessible</Description><Identifier>_a4dbcefc-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>2.3.3</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation/></Objective><Objective><Name>KPIs</Name><Description>Develop key performance indicators (KPIs) for the Operating Entity and NAIRR as a whole</Description><Identifier>_a4dbd03c-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>2.4</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>Once the NAIRR has been initiated, the development of key performance indicators (KPIs) for the Operating Entity and NAIRR as a whole, in collaboration with other NAIRR governance entities.</OtherInformation></Objective><Objective><Name>Reviews &amp; Needs</Name><Description>Periodically review NAIRR activities and performance against KPIs and assess program needs</Description><Identifier>_a4dbd2f8-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>2.5</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>Work with an external, independent evaluator to conduct a periodic review of NAIRR
activities and performance against KPIs, and assess program needs and inform decision
making and planning.</OtherInformation></Objective></Goal><Goal><Name>Agencies</Name><Description>Contribute NAIRR resource elements by incorporating appropriate funding for NAIRR resources in their annual budget requests</Description><Identifier>_a4dbd4ba-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>3</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>Individual Agencies ~ Federal agencies with AI R&amp;D investments or equities should contribute NAIRR resource
elements by incorporating appropriate funding for NAIRR resources in their annual budget
requests. Funding for core operations of the NAIRR through the Operating Entity should be
provided by the agency serving as the administrative home; individual resource elements can be
funded separately with provisions for federation as part of the NAIRR.</OtherInformation><Objective><Name>Administration</Name><Description>Allocate funding to the agency serving as the administrative home for the NAIRR to provide for the activities of the Operating Entity</Description><Identifier>_a4dbd5fa-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>3.1</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name>Congress</Name><Description>First, funding should be directly allocated by Congress to the agency serving as the
administrative home for the NAIRR to provide for the activities of the Operating Entity, including
project management, portal development and deployment, federation support, and concierge
services such as training and user support. The administrative home agency should staff a Program
Management Office, which is described in detail in the next section.</Description></Stakeholder><OtherInformation/></Objective><Objective><Name>Resources</Name><Description>Allocate funding to individual agencies to fund the resources made available through the NAIRR</Description><Identifier>_a4dbd956-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>3.2</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description>Second, funding should be directly allocated by Congress to individual agencies to fund the
resources made available through the NAIRR, many of which may be aligned to specific agency
mission interests, which should be federated together to constitute the NAIRR. Resources can be
funded individually or as part of multi-agency funding opportunities coordinated through the
Program Management Office.</Description></Stakeholder><OtherInformation>In addition to software and platform-as-a-service providers, the
NAIRR resource providers may represent one or both of the following ...
^^
Given the costs of these resources and their broad applicability to many types of AI R&amp;D
and research using AI-enabled methods, in some cases it will be more efficient for multiple
agencies to collaborate in funding NAIRR resources rather than having each participating NAIRR
agency individually purchase and contribute computing and data storage resources to the NAIRR.</OtherInformation></Objective><Objective><Name>Computing</Name><Description>Expand existing computing capacity</Description><Identifier>_a4dbdb2c-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>3.2.1</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>Expansions of existing computing capacity (e.g., on-premise computers at a university
center or at an FFDRC), dedicated computing time or storage purchased from
commercial cloud computing providers, or purchases of new, specialized computational
facilities dedicated to AI research.</OtherInformation></Objective><Objective><Name>Data</Name><Description>Engage trusted data providers and hosts for a transparent and responsible AI data commons</Description><Identifier>_a4dbdcbc-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>3.2.2</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>Trusted data providers and hosts for a transparent and responsible AI data commons.
Access to data should be tiered, controlled by the data providers, and provided through
the same portal through which computational resources are provided.</OtherInformation></Objective><Objective><Name>Awards</Name><Description>Enable access to AI research resources through awards to investigators funded by agencies’ proposal and review processes</Description><Identifier>_a4dbe0b8-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>3.3</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>Third, appropriations provided to Federal agencies for AI R&amp;D programs should be sufficient
to support inclusion of NAIRR allocations to enable access to AI research resources as part of
Federal awards to investigators funded through agencies’ own intramural and extramural proposal and review processes. Including NAIRR resources as part of the awards will enable such federally
funded researchersto leverage the NAIRR’s full capabilities in meeting agencies’ R&amp;D objectives.</OtherInformation></Objective></Goal><Goal><Name>Program Management Office</Name><Description>Serve as the operational arm of the Steering Committee</Description><Identifier>_a4dbe518-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>4</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>While the Steering Committee should provide strategic direction for the NAIRR and have
ultimate accountability for its success, the scale and complexity of the NAIRR would require
ongoing operational oversight and management by Federal Government employees through a
dedicated NAIRR Program Management Office. The Program Management Office should include
8 to 10 dedicated Federal agency staff members, including experts in cyberinfrastructure, data, AI
R&amp;D, scientific integrity, ethics, and other areas necessary to execute the Steering Committee’s
vision; staffing could be expanded as needed. The Task Force recommends that the Program
Management Office staff include individuals who are on detail from participating agencies,
including for leadership positions in the office. In practice, the Program Management Office
should serve as the operational arm of the Steering Committee and do the following:</OtherInformation><Objective><Name>Solicitation</Name><Description>In consultation with the Steering Committee, develop the solicitation and solicit bids for the Operating Entity, which includes the identification of key Operating Entity personnel such as the Director and key staff.</Description><Identifier>_a4dbe680-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>4.1</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>Selection of the Operating Entity should be conducted in consultation with the Steering Committee
and through a standard solicitation process. Criteria to guide the selection process should be
developed by the Steering Committee, and should include but not be limited to experience
managing multi-agency initiatives; identification of key staff personnel; expertise in AI R&amp;D; a
strong diversity plan; and an ability to execute according to the NAIRR implementation timeline
presented in Chapter 5.</OtherInformation></Objective><Objective><Name>Award</Name><Description>Manage the review process and recommend an award by the administrative home agency for the funding of the Operating Entity.</Description><Identifier>_a4dbe95a-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>4.2</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation/></Objective><Objective><Name>Evaluation</Name><Description>Identify an external independent evaluation entity whose independent assessment would inform periodic review of the Operating Entity and the NAIRR by the Steering Committee and Program Management Office.</Description><Identifier>_a4dbeb44-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>4.3</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation/></Objective><Objective><Name>Providers</Name><Description>In collaboration with the Operating Entity, develop multi-agency funding opportunities for resource providers.</Description><Identifier>_a4dbecac-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>4.4</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation/></Objective><Objective><Name>Opportunities</Name><Description>In collaboration with the Operating Entity, manage the review of responses to multiagency resource provider funding opportunities.</Description><Identifier>_a4dbf18e-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>4.5</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation/></Objective><Objective><Name>Contract</Name><Description>Administer the Operating Entity contract (i.e., oversee operations/processes including federation of resource providers, assess the Operating Entity’s performance on a recurring basis).</Description><Identifier>_a4dbf60c-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>4.6</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation/></Objective><Objective><Name>Resources</Name><Description>Oversee resource allocation and utilization.</Description><Identifier>_a4dbf792-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>4.7</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation/></Objective></Goal><Goal><Name>Operating Entity</Name><Description>Manage the day-to-day operations of the NAIRR</Description><Identifier>_a4dbfa8a-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>5</SequenceIndicator><Stakeholder StakeholderTypeType="Generic_Group"><Name>NAIRR Executive Leadership Team</Name><Description>The Operating Entity should have an executive leadership team—including a Director, Chief
Executive Officer, and Chief Operating Officer—that is responsible and accountable for day-today operational decision-making for NAIRR operations; interfacing with advisory groups and
government oversight entities; managing outreach, communications, and partner engagement; and
scouting and strategizing for new and emerging AI R&amp;D needs. Importantly, the Operating
Entity Director or executive leadership team should be allocated 5–10 percent of total resources
for discretionary allocations; these allocations could be leveraged during emergency situations,
allowing the NAIRR to be agile in responding to urgent or atypical needs—for example, as was
done with research efforts established in response to the emergence of the COVID-19 pandemic.</Description></Stakeholder><Stakeholder StakeholderTypeType="Generic_Group"><Name>NAIRR Staff</Name><Description>To support its responsibilities and functions, the Operating Entity must be able to hire and
retain high-quality and experienced staff. For example, ensuring that the NAIRR is resourced with
cutting-edge technologies and capabilities requires that the Operating Entity comprise staff
members who are expert in advanced research cyberinfrastructure. Similarly, promoting equitable
access to resources requires that the Operating Entity’s leadership understands barriers to access.
The Operating Entity will need to explore a range of mechanisms for making the work of the
Operating Entity attractive to an expert, dedicated staff. In addition, for the NAIRR to successfully
promote diversity, equity, and inclusion in AI, it must embody these principles by ensuring
diversity among its own staff and leadership and enlisting experts with a range of backgrounds and
experiences.</Description></Stakeholder><OtherInformation>The Operating Entity should be a distinct, non-government organization, governed by a
formal charter and associated policies, with an executive leadership team managing day-to-day
operations. It may take the form of an independent legal entity or a consortium of one or more
partners (e.g., existing organizations such as research universities, industry, laboratories, and
FFRDCs) that work jointly to initiate, manage, and sustain the NAIRR. The Operating Entity
should not itself operate the totality of the computer hardware that makes up the NAIRR; instead,
computing, data, and training resources would be delivered by resource providers at universities,
FFRDCs, and from the private sector. The Operating Entity would manage the day-to-day
operations of the NAIRR. It would have five major responsibilities: (1) linking and coordinating
the provisioning of federated NAIRR resources; (2) developing NAIRR policies and procedures;
(3) continually modernizing the NAIRR; (4) advancing diversity, equity, inclusion, and
accessibility (DEIA) in all aspects of the NAIRR, including operations; and (5) establishing
mechanisms to enable evaluation, oversight, and the collection of data for assessing KPIs. These
responsibilities are described further below. </OtherInformation><Objective><Name>Provisioning</Name><Description>Coordinate the Provisioning of NAIRR Resources</Description><Identifier>_a4dbfc7e-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>5.1</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>The Operating Entity should work with the Program Management Office (with guidance from
the Steering Committee) to develop one or more multi-agency funding opportunities for resource
providers. While agencies may opt to fund resource providers separately, a multi-agency funding
opportunity would optimize federation and coordination of individual resource providers. The
Steering Committee or their designees should review proposal submissions (in concert with the
Program Management Office and Operating Entity) and select awardees. From awards made
through the multi-agency funding opportunity process, agencies would contract for resource
providers to provide services to the NAIRR, using contracts based on a set of common terms and
conditions. In some cases, an agency might provide funding to the Operating Entity for direct
contracting of services, such as from cloud providers. Subsequently, the Operating Entity will
provide continuous management oversight and service delivery evaluation of resource providers
in the context of their federation within the NAIRR, including creating the ground rules for
interoperability across resource providers. The Operating Entity will be responsible for working
with the providers to implement course corrections as needed. It will also receive and evaluate, on
a yearly basis at a minimum, requests from the User Committee regarding what resources the
NAIRR should offer.</OtherInformation></Objective><Objective><Name>Policies &amp; Procedures</Name><Description>Develop and Communicate NAIRR Policies and Procedures</Description><Identifier>_a4dbfe04-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>5.2</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>The Operating Entity must transparently communicate which individuals or groups are
eligible to use the resources, how resources will be allocated among interested users, and how the
users will be able to request and gain access to the resources. Thus, the Operating Entity, in
consultation with the NAIRR advisory boards and the Steering Committee, will need to establish
the corresponding policies and procedures. As part of this effort, the Operating Entity must
establish review processes grounded in principles of scientific integrity and ethics to allocate
resources fairly, equitably, and transparently for the full diversity of users and user types, including
those who have long been underrepresented in AI R&amp;D. To support these efforts, the Operating Entity will develop portals and services with information about how to access and use resources;
hire personnel to serve as the central support staff for NAIRR users and to produce documentation
on its use; and create open funding opportunities and associated review processes for project
proposals to use the NAIRR’s computing resources. When possible, the Operating Entity should
leverage existing approaches, such as review processes, employed by Federal research funding
agencies.</OtherInformation></Objective><Objective><Name>Technologies &amp; Capabilities</Name><Description>Continually Update the NAIRR with the Latest Technologies and Capabilities</Description><Identifier>_a4dc0138-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>5.3</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>The Operating Entity should manage a continual updating of the NAIRR infrastructure to
include the latest computational, networking, and data collection, storage, and dissemination
technologies and capabilities through biennial multi-agency funding opportunities.</OtherInformation></Objective><Objective><Name>Innovation &amp; Investment</Name><Description>Regularly identify new areas for innovation and investment</Description><Identifier>_a4dc03e0-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>5.3.1</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>In
collaboration with the User Committee and informed by metrics related to NAIRR resource usage
and KPIs for the NAIRR more generally, the Operating Entity should regularly identify new areas
for innovation and investment and their requirements from a NAIRR perspective, and work with
the Steering Committee to scope the biennial funding opportunities accordingly. This ongoing
refresh of resources is critical for the NAIRR to be able to power AI R&amp;D at the cutting edge. The
Operating Entity should have primary operational responsibility for vetting resources that become
part of the NAIRR, including recommending to the Steering Committee when to onboard and
sunset individual resources, and authority to set the standards for the security configurations of
these resources. As an independent organization, the Operating Entity will have flexibility in
contracting, partnering, or entering into other agreements with individual resource providers, with
oversight provided by the Program Management Office and the Steering Committee. NAIRR
operational responsibilities will be distributed among the Operating Entity, federated resource
providers, and possibly contractors via partnerships or other agreement types, depending on the
Operating Entity’s needs.</OtherInformation></Objective><Objective><Name>Reports</Name><Description>Provide annual reports</Description><Identifier>_a4dc0624-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>5.3.2</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>The Operating Entity should provide annual reports, including the contributions of resource
providers, to the Program Management Office and the Steering Committee, and make these
publicly available. To be fully transparent and accountable about how and why individual
resources or resource providers are selected or no longer supported, reports will include a set of
recommendations to the Steering Committee regarding how to augment, reallocate, or reduce the
NAIRR’s offerings.</OtherInformation></Objective><Objective><Name>Input</Name><Description>Solicit input from scientific and user communities and agencies</Description><Identifier>_a4dc094e-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>5.3.3</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>It is likely that needs will emerge that must be addressed in a timely manner. Another
mechanism for identifying emerging needs related to the NAIRR’s infrastructure will be for the
Operating Entity to conduct a range of activities (with guidance from the User Committee) to
solicit input from scientific and user communities and agencies, such as through investigator-initiated workshops to scope emerging areas of science and technology.</OtherInformation></Objective><Objective><Name>Advances</Name><Description>Maintain awareness of computational, data, training, and other infrastructure
advances and strive to make cutting-edge developments available to the community</Description><Identifier>_a4dc0b6a-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>5.3.4</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>In addition, the Operating
Entity should maintain awareness of computational, data, training, and other infrastructure
advances, and strive to make these cutting-edge developments available to the community either
through contracts with resource providers executed through the multi-agency funding
opportunities or through internal discretionary development funds (e.g., on an initial pilot basis).</OtherInformation></Objective><Objective><Name>DEIA</Name><Description>Advance Diversity, Equity, Inclusion, and Accessibility</Description><Identifier>_a4dc0d0e-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>5.4</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>The Operating Entity must be explicitly responsible for incorporating DEIA into all aspects
of the NAIRR, including the AI R&amp;D that the NAIRR enables. A DEIA focus should be built into
the overall organization, operational plan, and federated system of resources from the beginning,
rather than as an afterthought. Extending access to AI research resources as broadly as possible,
and incorporating a diverse set of viewpoints into the prioritization of investments, the review of
resources and resource providers, and the evolution of the AI research ecosystem, are core to the
NAIRR’s diversity and capacity goals. NAIRR user access policies therefore must be grounded in
the principles of equity, fairness, and accessibility. Assessment of progress and input on
engagement with and support of a broad and diverse AI community will be a key aspect of NAIRR
governance and oversight activities.</OtherInformation></Objective><Objective><Name>Data, Oversight &amp; Evaluation</Name><Description>Establish Data Collection, Evaluation, Governance, and Operational Oversight
Mechanisms</Description><Identifier>_a4dc104c-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>5.5</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>The Operating Entity should establish mechanisms for monitoring system and organizational
performance, including by designing appropriate metrics-collection mechanisms into the system
architecture. It will need to engage with an independent, external evaluator to support the review,
and create a process for updating organizational and operational procedures as issues are identified.
As part of its key role in NAIRR governance, the Operating Entity will also need to define ethics
and scientific integrity policies, as well as mechanisms for reporting, adjudicating, and remediating
any violations, with guidance from its advisory boards and the Program Management Office</OtherInformation></Objective></Goal><Goal><Name>Advisory Boards</Name><Description/><Identifier>_a4dc13ee-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>6</SequenceIndicator><Stakeholder StakeholderTypeType="Generic_Group"><Name/><Description/></Stakeholder><OtherInformation>NAIRR Advisory Boards ~ Since the NAIRR will serve many communities and have so many operational requirements,
the Operating Entity will need advice on a variety of operational issues, including (1) technical
resource design, development, management, interoperability, standards, and improvement to
ensure that the NAIRR remains at the cutting edge of innovation; (2) user experience design,
development, and improvement to ensure broadly available and equitable access and use of
research resources; (3) ethical design and development of access protocols and mechanisms; (4)
legal and regulatory compliance; (5) intellectual property management and agreements to ensure
that the NAIRR is—and is seen as—trustworthy; and (6) education and training to meet the
workforce capacity needs of the AI ecosystem.
^^
To ensure that the NAIRR meets its objective and goals, the Operating Entity should establish
several independent boards, focused on different aspects of the NAIRR's mission (e.g., science and
technology, data policies, ethics, privacy, civil rights, and civil liberties). These oversight boards
and advisory boards should be tasked with providing guidance in specific areas and input on
metrics to be used for evaluation.
^^
To this end, the NAIRR should establish at least four advisory boards:</OtherInformation><Objective><Name>Needs</Name><Description>Provide advice about the rapidly changing needs across multiple scientific domains</Description><Identifier>_a4dc15b0-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>6.1</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name>Science Advisory Board</Name><Description>A Science Advisory Board to provide advice about the rapidly changing needs across
multiple scientific domains so that the NAIRR can rapidly adapt to support innovation.
The Science Advisory Board should include individuals with management experience
drawn from the scientific community, the public at large, public interest groups, the
private sector, and other large-scale cyberinfrastructure projects.
</Description></Stakeholder><OtherInformation/></Objective><Objective><Name>Technology</Name><Description>Advise the Operating Entity about cutting-edge technological solutions</Description><Identifier>_a4dc19d4-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>6.2</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name>Technology Advisory Board</Name><Description>A Technology Advisory Board to advise the Operating Entity about cutting-edge
technological solutions in the provisioning and use of computational and data
infrastructures, workforce training, and on privacy- and security-related technologies.
The Technology Advisory Board should include recognized experts from across the
computing, data, and security communities and should be selected to represent industry
and government, with some academic involvement.
</Description></Stakeholder><OtherInformation/></Objective><Objective><Name>Ethics</Name><Description>Advise the Operating Entity on issues of ethics, fairness, bias, accessibility, and AI risks and blind spots</Description><Identifier>_a4dc1c68-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>6.3</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name>Ethics Advisory Board</Name><Description>An Ethics Advisory Board to advise the Operating Entity on issues of ethics, fairness,
bias, accessibility, and AI risks and blind spots. The Ethics Advisory Board’s intended
roles are to (1) evaluate the ethical use of AI, computational, and data resources by
NAIRR awardees as well as issues related to scientific integrity, and help the Operating
Entity ensure that privacy, civil rights, and civil liberties are not violated; (2) evaluate
and advise on the fairness and appropriateness of data and training delivered by the
NAIRR; (3) provide guidance on approaches to understanding issues of ethics, bias, and
fairness and on NAIRR ethics policies and practices; and (4) handle concerns and/or
complaints brought to the Operating Entity’s attention or by the User Committee. The
Ethics Advisory Board should provide periodic insight and feedback on a broad range
of policy issues, guidelines, and practices, including in areas such as privacy, civil
rights, and civil liberties. The Ethics Advisory Board should be selected to include experts in privacy, civil rights, civil liberties, and ethics as well as to represent user
groups, scientific societies, advocacy and civil society groups, and government</Description></Stakeholder><Stakeholder StakeholderTypeType="Generic_Group"><Name>Operating Entity Staff</Name><Description>The activities of these advisory boards should be supported by staff at the Operating Entity.</Description></Stakeholder><OtherInformation>As a guiding principle, each board should consist of 6–8 members to be selected by the Operating
Entity after an open call and with input from the Program Management Office and Steering
Committee. Special attention should be paid to diversity, inclusivity, and representation/affiliation
of board membership. The exact number of, and nominees for, these advisory boards should be
reviewed on a regular basis by the Operating Entity in consultation with the Program Management
Office as the number of domains supported by and types of services provided by the NAIRR
evolve. Members should represent government, academia, and industry sectors, with the relative
weights appropriate for each board. Care should be taken to address potential conflicts of interest.
The term of membership for individuals should be three years, with staggered expirations (e.g.,
one-third rolling off each year). The members of each board will select a chair from among their
ranks, who can serve an additional two years in this capacity. Advisory boards report to the
Operating Entity executive management and are responsible for delivering written guidance
annually. Board reports will be shared with the Program Management Office and the Steering
Committee by the Operating Entity. Each board should meet a minimum of twice a year.</OtherInformation></Objective><Objective><Name>Awardees</Name><Description>Evaluate the ethical use of AI, computational, and data resources by
NAIRR awardees as well as issues related to scientific integrity, and help the Operating Entity ensure that privacy, civil rights, and civil liberties are not violated</Description><Identifier>_a4dc1e20-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>6.3.1</SequenceIndicator><Stakeholder StakeholderTypeType="Generic_Group"><Name>NAIRR Awardees</Name><Description/></Stakeholder><OtherInformation/></Objective><Objective><Name>Data &amp; Training</Name><Description>Evaluate and advise on the fairness and appropriateness of data and training delivered by the NAIRR</Description><Identifier>_a4dc21a4-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>6.3.2</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation/></Objective><Objective><Name>Issues</Name><Description>Provide guidance on approaches to understanding issues of ethics, bias, and
fairness and on NAIRR ethics policies and practices</Description><Identifier>_a4dc23e8-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>6.3.3</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation/></Objective><Objective><Name>Concerns &amp; Complaints</Name><Description>Handle concerns and/or complaints brought to the Operating Entity’s attention or by the User Committee</Description><Identifier>_a4dc25b4-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>6.3.4</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation/></Objective><Objective><Name>User Perspectives</Name><Description>Provide user perspectives for the NAIRR</Description><Identifier>_a4dc2960-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>6.4</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name>User Committee</Name><Description>A User Committee to provide the user perspective for the NAIRR, providing feedback
on operational and governance issues, offering perspectives on user needs and
requirements, and identifying new directions for the NAIRR to create value and serve
the community. It should be composed of subject matter experts from across multiple
scientific and user communities and be selected to represent AI researchers, with some
industry and ex-officio government representation.</Description></Stakeholder><OtherInformation/></Objective></Goal><Goal><Name>Evaluation</Name><Description>Evaluate NAIRR performance</Description><Identifier>_a4dc2cd0-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>7</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name>Evaluation Entity</Name><Description>Evaluation of NAIRR performance—toward both its high-level goals and its operational
KPIs—should be conducted by an independent, external evaluator with experience in assessing
major R&amp;D infrastructure programs. This entity should be contracted by the Program Management
Office with the input from the Steering Committee, and its evaluation approach developed in
parallel with Operating Entity activities so that appropriate metrics can be developed and the
associated data collection may be incorporated into the NAIRR’s design.</Description></Stakeholder><OtherInformation/><Objective><Name>Metrics</Name><Description>Develop metrics</Description><Identifier>_a4dc2eb0-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>7.1</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation/></Objective><Objective><Name>Data</Name><Description>Incorporate associated data collection into the NAIRR’s design</Description><Identifier>_a4dc3248-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>7.2</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation/></Objective></Goal><Goal><Name>Access &amp; Allocation</Name><Description>Democratize access to AI resources</Description><Identifier>_a4dc34a0-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>8</SequenceIndicator><Stakeholder StakeholderTypeType="Generic_Group"><Name>NAIRR Users</Name><Description>As described in Chapter 2, the primary users of the
NAIRR would be U.S.-based AI researchers and students at U.S. academic institutions, non-profit
organizations, Federal agencies or FFRDCs, or startups and small businesses awarded SBIR or
STTR funding.</Description></Stakeholder><Stakeholder StakeholderTypeType="Generic_Group"><Name>U.S.-Based AI Researchers</Name><Description/></Stakeholder><Stakeholder StakeholderTypeType="Generic_Group"><Name>Students at U.S. Academic Institutions</Name><Description/></Stakeholder><Stakeholder StakeholderTypeType="Generic_Group"><Name>Non-Profit Organizations</Name><Description/></Stakeholder><Stakeholder StakeholderTypeType="Generic_Group"><Name>Federal Agencies</Name><Description/></Stakeholder><Stakeholder StakeholderTypeType="Generic_Group"><Name>FFRDCs</Name><Description/></Stakeholder><Stakeholder StakeholderTypeType="Generic_Group"><Name>Startups</Name><Description/></Stakeholder><Stakeholder StakeholderTypeType="Generic_Group"><Name>Small Businesses</Name><Description/></Stakeholder><Stakeholder StakeholderTypeType="Generic_Group"><Name>SBIR Awardees</Name><Description/></Stakeholder><Stakeholder StakeholderTypeType="Generic_Group"><Name>STTR Awardees</Name><Description/></Stakeholder><Stakeholder StakeholderTypeType="Generic_Group"><Name>Private Sector Researchers</Name><Description>Others (e.g., private sector researchers other than small businesses) would be
allowed to access NAIRR resources, but only at limited levels and in support of research that is in the public interest.</Description></Stakeholder><Stakeholder StakeholderTypeType="Generic_Group"><Name>Academic Research Community</Name><Description>Supporting the academic research community should be prioritized through the
resource allocation process, with particular attention to underserved communities.</Description></Stakeholder><Stakeholder StakeholderTypeType="Generic_Group"><Name>Underserved Communities</Name><Description/></Stakeholder><Stakeholder StakeholderTypeType="Generic_Group"><Name>Federal Funding Agencies</Name><Description>Access to the NAIRR should be granted directly to researchers by Federal funding agencies
or the NAIRR Operating Entity. Awards may be flexibly structured to include in-kind credits or
tokens redeemable for computer time, data access, or other services.</Description></Stakeholder><OtherInformation>User Access and Resource Allocation ~
Since the fundamental objective of the NAIRR is to democratize access to AI resources, the
NAIRR must primarily be sustained through Federal investment, with direct user fees employed
only to scale beyond a base level of resources.</OtherInformation><Objective><Name>Federal Investment</Name><Description>Sustain NAIRR primarily through Federal investment</Description><Identifier>_a4dc3676-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>8.1</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation/></Objective><Objective><Name>User Fees</Name><Description>Employ direct user fees to scale beyond a base level of resources</Description><Identifier>_a4dc3a9a-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>8.2</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation/></Objective><Objective><Name>Allocation</Name><Description>Establish multiple allocation processes based on the nature, size, and
scope of the requests</Description><Identifier>_a4dc3df6-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>8.3</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>With oversight and approval from the Steering Committee and Program Management Office,
the Operating Entity should establish multiple allocation processes based on the nature, size, and
scope of the requests, which are divided along two primary tracks: one driven by participating
agencies and a second peer-review track run by the Operating Entity. Within the agency-driven
track, agencies should be given latitude in how to make awards, within the constraints of their
allocated credits and in close coordination with the Operating Entity. Credits could be awarded
directly through agency research grant funding programs or could be made to awardees through a
separate process managed by the agency in close coordination with the Operating Entity. Because
not every participating agency may have the expertise or resources to run such a process, the
agency could choose to leverage the peer-review track managed by the Operating Entity. The
Operating Entity should be responsible for keeping the agencies within their allocation caps, which
would be determined based on a combination of factors such as an agency’s support of AI R&amp;D,
contributions of resources to NAIRR, or number of allocation requests received, while enabling
the agencies to decide who receives the allocations.
^^
The peer-review track should be managed by the Operating Entity and subdivided by size and type as follows:</OtherInformation></Objective><Objective><Name>Startups</Name><Description>Cap startup requests at a modest size</Description><Identifier>_a4dc3fea-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>8.3.1</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>Startup requests: These requests should be capped at a modest size (e.g., suitable for a
classroom of students for a single semester, or approximately $1,000 worth of
computational time/storage). Requests should be reviewed by staff at the Operating
Entity, with turnaround times to the applicant of less than two weeks. Startup
allocations would typically expire in one year and then could be renewed.</OtherInformation></Objective><Objective><Name>Significant Projects</Name><Description>Peer review larger requests in support of significant AI research projects</Description><Identifier>_a4dc4648-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>8.3.2</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>Research requests: Larger requests in support of significant AI research projects
should be peer reviewed through the Operating Entity. The Operating Entity should organize review panels quarterly, and should place caps on the size and duration of requests based on the capacity of resources within the NAIRR...
^^
In both the agency-driven and peer-review tracks, allocations should be provided in credits
with base rates derived from the cost of computational time or data storage. Some services, such
as downloading data or models from a repository, would not require any credits.
The tracks should be structured with different criteria and processes for selection. Within the
peer-review track, the basic principle would be that, as the size of the request grows larger, the bar
for review increases. At the startup request level, the application would be a simple form that
validates enrollment and eligibility, along with a description of the project. At the research request
level, the application should be more extensive, including a proposal describing the work,
underlying funding support, estimates of the computational resources needed, and so forth. 
^^
Possible outcomes include full acceptance, full rejection, cuts in the amount awarded, or redirecting the investigator to different resources within the NAIRR. For government-owned
or -controlled resources made accessible to researchers through the NAIRR, the NAIRR resource
allocation process should not bypass existing access approval processes but rather route NAIRR
researchers into these existing processes. </OtherInformation></Objective><Objective><Name>Purchases</Name><Description>Enable users to purchase additional allocations</Description><Identifier>_a4dc48d2-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>8.3.3</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>Purchases: Users could opt to purchase additional allocations if they need services that
extend beyond the amount they can acquire through the open startup and research tiers,
or could be made by entities that would not otherwise qualify for access ...
^^
If sufficient NAIRR resources are available, the Operating Entity may develop a directcharge model for a subset of available resources. This “purchase” option can be useful both for
granting access to users who would not otherwise be eligible for NAIRR access, as well as
allowing those users who receive NAIRR access to grow their allocation beyond what can be freely
provided. Revenues from cost recovery can be used to further expand the capacity of the NAIRR,
providing access for additional users without sacrificing the availability of resources for the typical
user base. A thoughtful and publicly-disseminated approach to establishing cost models can ensure
that the NAIRR’s public funding stays consistent with the original goal of democratizing access.
^^
The Operating Entity should establish an allocation system to award credits in alignment with
available resources. Because AI workloads are extremely difficult to estimate in advance, NAIRR
policies should permit the augmentation of resources through justified supplements, advances, or
transfers from other accounts. The Operating Entity, with guidance from the Steering Committee
and Program Management Office, should regularly review and adjust the division of resources
across the agency-driven and peer-review tracks.
</OtherInformation></Objective></Goal><Goal><Name>Transparency &amp; Responsibility</Name><Description>Serve as an exemplar for how transparent and responsible AI R&amp;D can be performed</Description><Identifier>_a4dc4ad0-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>9</SequenceIndicator><Stakeholder StakeholderTypeType="Generic_Group"><Name/><Description/></Stakeholder><OtherInformation>Privacy, Civil Rights, and Civil Liberties Protections ~ The NAIRR should serve as an exemplar for how transparent and responsible AI R&amp;D can
be performed with proper training and oversight at multiple levels. Processes to ensure that NAIRR
operations, research, and governance are conducted in a transparent fashion with appropriate
oversight should be integrated across all aspects of the design, implementation, administration,
management, and use of the NAIRR.</OtherInformation><Objective><Name>Privacy, Civil Rights &amp; Liberties</Name><Description>Be proactive in addressing privacy, civil rights, and civil liberties issues</Description><Identifier>_a4dc4eae-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>9.1</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>The NAIRR Operating Entity, with input from the advisory boards, must be proactive in addressing privacy, civil rights, and civil liberties issues. It must integrate appropriate technical controls, policies, and governance mechanisms from the beginning.</OtherInformation></Objective><Objective><Name>Leadership &amp; Governance</Name><Description>Include a diverse set of experts from relevant disciplines as part of NAIRR leadership and governance</Description><Identifier>_a4dc51b0-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>9.1.1</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>One important initial step will be to include a diverse set of experts from relevant disciplines as
part of NAIRR leadership and governance. The Steering Committee, Program Management
Office, and Operating Entity must work together to ensure diversity among NAIRR decisionmakers, and draw from the expectations for automated systems described in the Blueprint for an
AI Bill of Rights as well as best practices defined in the AI Risk Management Framework ...</OtherInformation></Objective><Objective><Name>Staffing</Name><Description>Hire staff with expertise in protecting privacy and mitigating ethical and societal issues</Description><Identifier>_a4dc5818-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>9.1.2</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>The Operating Entity leadership should hire staff with expertise in protecting privacy and
mitigating ethical and societal issues, who would work with the advisory boards to design privacy,
civil rights, and civil liberties considerations into the Operating Entity’s governance and review
structures and activities.</OtherInformation></Objective><Objective><Name>Datasets</Name><Description>Develop controls for datasets and a mechanism to ensure that datasets with legal, ethical, or discriminatory issues are quarantined and appropriately handled</Description><Identifier>_a4dc5bf6-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>9.2</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>Consideration for ethical issues should be foundational to the NAIRR and permeate its
decision-making processes. One specific area for attention is the data to be incorporated into the
NAIRR. The Operating Entity should develop publicly reviewable controls for datasets that the
NAIRR hosts and a mechanism to
ensure that datasets with legal,
ethical, or discriminatory issues are
quarantined and appropriately
handled, drawing from the principles
and expectations detailed in the
Blueprint for an AI Bill of Rights.</OtherInformation></Objective><Objective><Name>Archives &amp; Audits</Name><Description>Support system auditing and for maintenance of an archive of retired datasets</Description><Identifier>_a4dc5e94-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>9.2.1</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>This should include support for
system auditing and for maintenance
of an archive of retired datasets to
provide researchers with the ability
to study data with different types of
biases to better understand common
data issues and potential harms, as
well as the robustness of AI models
when applied to such datasets.</OtherInformation></Objective><Objective><Name>Resources</Name><Description>Establish, implement, and publicize acceptance criteria and recommended best practices for all resources joining the NAIRR</Description><Identifier>_a4dc60a6-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>9.3</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>The Operating Entity should
establish, implement, and publicize
acceptance criteria and
recommended best practices for all
resources joining the NAIRR to
ensure that they are vetted from
privacy, civil rights, civil liberties,
and equity perspectives. These acceptance criteria should be more stringent for resources that are
likely to be used in contexts that raise heightened concerns about privacy, civil rights, and civil
liberties. It will be critical for the NAIRR to act quickly to provide such information, because much
harm can result from delaying decision-making.</OtherInformation></Objective><Objective><Name>Control</Name><Description>Evaluate and adjust controls as needed to address impacts</Description><Identifier>_a4dc64b6-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>9.4</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>The impacts of any controls instituted should be evaluated and adjustments made as needed.
The Ethics Advisory Board, in consultation with the User Committee, should play a central role in
designing and implementing privacy, civil rights, and civil libertiesrequirements across all NAIRR
systems, policies, and practices, and in ensuring dissemination of those requirements across the
ecosystem.</OtherInformation></Objective><Objective><Name>KPIs</Name><Description>Incorporate uptake and use of control requirements into the NAIRR KPIs.</Description><Identifier>_a4dc6808-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>9.4.2</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>The uptake and use of the requirements should be incorporated into the NAIRR KPIs.</OtherInformation></Objective><Objective><Name>Proposals</Name><Description>Develop criteria and mechanisms for evaluating research and resource proposals from a privacy, civil rights, and civil liberties perspective</Description><Identifier>_a4dc6a38-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>9.5</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name>Ethics Advisory Board</Name><Description/></Stakeholder><OtherInformation>The Operating Entity should work with the Ethics Advisory Board to develop criteria and
mechanisms for evaluating research and resource proposals from a privacy, civil rights, and civil
liberties perspective; submit these criteria and mechanisms to the Program Management Office for
review by the Steering Committee; and publish the criteria on the NAIRR website.</OtherInformation></Objective><Objective><Name>Training</Name><Description>Require NAIRR users to complete training about rights, responsibilities, and best practices related to privacy, civil rights, and civil liberties</Description><Identifier>_a4dc6e20-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>9.6</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>Finally, ensuring awareness about rights, responsibilities, and best practices related to
privacy, civil rights, and civil liberties is essential. All NAIRR users will be required to complete
training, renewed annually, before being granted access to the NAIRR.</OtherInformation></Objective></Goal><Goal><Name>Scientific Integrity</Name><Description>Address scientific integrity concerns</Description><Identifier>_a4dc70dc-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>10</SequenceIndicator><Stakeholder StakeholderTypeType="Generic_Group"><Name/><Description/></Stakeholder><OtherInformation>The Operating Entity should also be responsible for addressing scientific integrity concerns.</OtherInformation><Objective><Name>Criteria &amp; Mechanisms</Name><Description>Develop criteria and establish mechanisms for addressing researchers’ and AI users’ concerns associated with NAIRR-enabled research</Description><Identifier>_a4dc730c-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>10.1</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name>User Committee</Name><Description/></Stakeholder><OtherInformation>The Operating Entity should work with the User Committee to develop criteria and establish
mechanisms for addressing researchers’ and AI users’ concerns associated with NAIRR-enabled
research, submit them to the Program Management Office for review by the Steering Committee,
and publish the criteria on the NAIRR website. These criteria and mechanisms should be informed
by the Presidential Memorandum on Restoring Trust in Government Through Scientific Integrity
and Evidence-Based Policymaking and the guidance put forward in the 2023 Framework for
Federal Scientific Integrity Policy and Practice from the National Science and Technology
Council’s Scientific Integrity Framework Interagency Working Group.
 There should be
mechanisms that allow early, easy, safe, and confidential reporting of perceived concerns.</OtherInformation></Objective><Objective><Name>Timeliness &amp; Best Practices</Name><Description>Ensure that best practices are followed and that concerns are quickly addressed</Description><Identifier>_a4dc7730-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>10.2</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name>Ethics Advisory Board</Name><Description/></Stakeholder><OtherInformation>The
Operating Entity staff should work closely with the Ethics Advisory Board to ensure that best
practices are followed and that concerns are quickly addressed.</OtherInformation></Objective><Objective><Name>KPIs</Name><Description>Establish KPIs for scientific integrity</Description><Identifier>_a4dc7d2a-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>10.2.1</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>KPIs should be established to ensure that this goal is satisfactorily met.</OtherInformation></Objective><Objective><Name>Registries</Name><Description>Provide public information about research performed using NAIRR resources through regularly updated and publicly available project registries</Description><Identifier>_a4dc7f6e-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>10.3</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>The Operating Entity should provide public information about research performed using
NAIRR resources through regularly updated and publicly available project registries containing
information such as ...</OtherInformation></Objective><Objective><Name>Names, Descriptions &amp; Values</Name><Description>Document project names, descriptions, and anticipated value to the public</Description><Identifier>_a4dc8388-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>10.3.1</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>(1) project names, descriptions, and anticipated value to the public;</OtherInformation></Objective><Objective><Name>Teams &amp; Affiliations</Name><Description>Document project teams and affiliations</Description><Identifier>_a4dc864e-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>10.3.2</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>(2) project teams and affiliations;</OtherInformation></Objective><Objective><Name>Data</Name><Description>Document the data used</Description><Identifier>_a4dc8888-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>10.3.3</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>(3) data used;</OtherInformation></Objective><Objective><Name>Questions &amp; Methods</Name><Description>Document research questions and methods</Description><Identifier>_a4dc8cc0-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>10.3.4</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>(4) research questions and methods; and</OtherInformation></Objective><Objective><Name>Deliverables &amp; Dates</Name><Description>Document anticipated deliverables and associated delivery dates</Description><Identifier>_a4dc903a-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>10.3.5</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>(5) anticipated
deliverables and associated delivery dates. The processes and policies established by the Operating
Entity should reinforce the expectation that data, code, and publications resulting from federally
funded research should be made publicly accessible to the extent possible. Users would be
expected to comply with Federal agency public access policies updated in response to the
memorandum issued by OSTP on August 25, 2022.</OtherInformation></Objective></Goal><Goal><Name>Security &amp; Access</Name><Description>Implement system safeguards</Description><Identifier>_a4dc9288-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>11</SequenceIndicator><Stakeholder StakeholderTypeType="Generic_Group"><Name/><Description/></Stakeholder><OtherInformation>System Security and User Access Controls ~ 
The cybersecurity threat landscape is rapidly changing and evolving as new actors, attack
methods, and vulnerabilities emerge. AI research, as an asset to economic growth and national
security, is a high-value target. Cybersecurity risks extend beyond technical considerations to
human behavior. Creating a culture of usable security and training is key to mitigating human
mistakes that can lead to compromise. Just as convenience could conflict with security, fostering
an open research environment has tradeoffs with providing secure access to high-value information
and resources and protecting intellectual property.
^^
The Operating Entity should implement system safeguards using government-applicable
NIST security guidelines as well as the Five Safes framework: safe projects, safe people, safe
settings, safe data, and safe outputs. The Five Safes framework structures protection across five
dimensions: research projects and individuals working on projects are reviewed and approved;
people using the resource must sign security agreements and complete training, and users’ access
is monitored; settings operationalize security needs and are managed through a central platform; data is appropriately safeguarded against security, re-identification, and privacy risks; and exports
are technically and contractually controlled, and evaluated and monitored to prevent unauthorized
disclosure.</OtherInformation><Objective><Name>Layers</Name><Description>Design the NAIRR to consist of multiple tiers</Description><Identifier>_a4dc96a2-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>11.1</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>The Operating Entity should design the NAIRR to consist of multiple tiers, starting with at
least two primary zones: an open science zone, NAIRR-Open, and a secure zone, NAIRR-Secure.
Each zone will federate computational, network, and data resources operating in accordance with
security and access-control policies that are uniform within the zone, but different between zones,
reflecting the different priorities and needs of the users and resource operators. For example, ease
of access and use may be of greater importance in the open science zone and appropriate for
classroom settings, while data security may be of greater importance in the secure data zone and
appropriate for sharing and analyzing Federal agency protected data.</OtherInformation></Objective><Objective><Name>Open Zone</Name><Description>Adopt the best practices developed in the open science community</Description><Identifier>_a4dc997c-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>11.1.1</SequenceIndicator><Stakeholder StakeholderTypeType="Generic_Group"><Name>Open Science Community</Name><Description/></Stakeholder><OtherInformation>The NAIRR-Open zone should adopt the best practices developed over two decades in the
open science community, drawing from experiences and approaches used by ACCESS, the Open
Science Grid, and the National Research Platform.23 Access to open science resources should be
managed using single sign-on authentication and a resource allocation mechanism managed by the
Operating Entity.</OtherInformation></Objective><Objective><Name>Secure Zone</Name><Description>Adhere to security controls and support security requirements</Description><Identifier>_a4dc9bca-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>11.1.2</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>The NAIRR-Secure zone should consist of one or more secure enclaves adhering to a
common set of security controls, and have the ability to support security requirements for
sensitive information, such as those necessary to protect Controlled Unclassified Information and
those arising from the Health Insurance Portability and Accessibility Act and other laws and
regulations.
 User-based access will be an important element in the NAIRR-Secure zone. The
NAIRR-Secure zone should be administered by a specialized resource provider, subject to all of
the oversight and reporting responsibilities of any NAIRR resource provider, but with the
additional responsibility of security monitoring and controls compliance for its set of managed
projects. To the extent that the data owners (e.g., Federal agencies, other non-governmental
resources) require an Authorization to Operate, then it will be the responsibility of the NAIRRSecure resource provider to obtain it.</OtherInformation></Objective><Objective><Name>Sensitive Data</Name><Description>Protect sensitive data on human beings as well as confidential government data</Description><Identifier>_a4dca066-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>11.2</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>Because the datasets to which the NAIRR provides access could include sensitive data on
human beings or confidential government data, and because the security landscape is constantly
changing, the Operating Entity will require staff with expertise in security, privacy, and usability,
and will need to establish security controls and mechanisms that can keep up with the rapid pace
of change and ensure the security and confidentiality of such data in accordance with Federal
regulations. The value of access to sensitive data is also constantly changing, as evidenced by the
recent experience with the COVID-19 pandemic; as a result, the Operating Entity will also require
staff with expertise in measuring the value and use of data access, in accordance with the
requirements of Title II of the Evidence Act. The Operating Entity must also comply with all
Federal regulations for protected data, and adopt both value- and risk-based approaches for
protecting sensitive data not otherwise covered by Federal regulations.</OtherInformation></Objective><Objective><Name>Staffing</Name><Description>Hire staff with expertise in security, privacy, and usability</Description><Identifier>_a4dca41c-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>11.2.1</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation/></Objective><Objective><Name>Controls &amp; Mechanisms</Name><Description>Establish security controls and mechanisms that can keep up with the rapid pace
of change and ensure the security and confidentiality of sensitive data</Description><Identifier>_a4dca67e-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>11.2.2</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation/></Objective></Goal><Goal><Name>Open Source</Name><Description>Adopt the principle of open source for products developed with Federal funds</Description><Identifier>_a4dcab42-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>12</SequenceIndicator><Stakeholder StakeholderTypeType="Generic_Group"><Name/><Description/></Stakeholder><OtherInformation>Open-Source Principles ~ The NAIRR Operating Entity and resource providers should adopt the principle of open
source for products developed with Federal funds.  Exceptions to open-source requirements should
be provided for small businesses supported through SBIR or STTR programs that are given access
to the NAIRR, and in cases where data are protected.</OtherInformation><Objective><Name>Small Businesses</Name><Description>Provide exception to open-source requirements for small businesses supported through SBIR or STTR programs</Description><Identifier>_a4dcae80-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>12.1</SequenceIndicator><Stakeholder StakeholderTypeType="Generic_Group"><Name>Small Businesses</Name><Description/></Stakeholder><OtherInformation/></Objective><Objective><Name>Sensitive Data</Name><Description>Provide exceptions for cases where data are protected</Description><Identifier>_a4dcb0f6-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>12.2</SequenceIndicator><Stakeholder StakeholderTypeType="Generic_Group"><Name/><Description/></Stakeholder><OtherInformation/></Objective><Objective><Name>Translations</Name><Description>Leverage Federal programs that support translational activities</Description><Identifier>_a4dcb542-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>12.3</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name>NSF</Name><Description>The NSF Cyberinfrastructure for Sustained Scientific
Innovation (CSSI)26 and Pathways to Enable Open-Source Ecosystems (POSE)27 programs are
two relevant examples of existing programs that focus on open-source development and support
such translational activities.</Description></Stakeholder><OtherInformation>The Operating Entity should leverage
existing programs at Federal agencies that support translational activities such as having a
professional software developer package software and tools developed as part of research projects
for longer-term open-source availability.</OtherInformation></Objective><Objective><Name>Products</Name><Description>Make research products freely available through the NAIRR if they are reasonably mature and documented</Description><Identifier>_a4dcb970-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>12.4</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>More generally, research products should be made freely available through the NAIRR so
long as they are reasonably mature and documented (i.e., production-level resources).</OtherInformation></Objective></Goal><Goal><Name>Environmental Sustainability</Name><Description>Measure and manage discarded hardware and other electronic waste</Description><Identifier>_a4dcbbe6-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>13</SequenceIndicator><Stakeholder StakeholderTypeType="Generic_Group"><Name/><Description/></Stakeholder><OtherInformation>A system to source hardware in an environmentally sustainable way and measure and manage
discarded hardware and other electronic waste (i.e., electronic devices that have reached their end
of life) should be established for all resources made available through the NAIRR. Key elements
of electronic waste management include maximizing the life cycle and usability of systems, as
well as plans for electronic waste recycling, systems and equipment repurposing, and hardware
reselling. Recycling electronic waste presents an opportunity for the recovery of critical minerals, in
addition to reducing greenhouse gas emissions and limiting disposal. When reuse or recycling is not
possible, disposal of electronic waste should involve accurately characterizing the waste and sending
it to proper permitted disposal sites. For all discarded equipment, records should be kept tracking
the disposal of potentially hazardous waste.</OtherInformation><Objective><Name>Computing Technologies</Name><Description>Identify computing technologies that are energy efficient and carbon neutral, and that have little or no negative effect on water quality, air quality, waste accumulation, soil contamination, or the U.S. carbon footprint</Description><Identifier>_a4dcc08c-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>13.1</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name>Technology Advisory Board</Name><Description/></Stakeholder><OtherInformation>The Operating Entity, with the assistance of its Technology Advisory Board, should also
work toward identifying computing technologies that are energy efficient and carbon neutral, and
that have little or no negative effect on water quality, air quality, waste accumulation, soil
contamination, or the U.S. carbon footprint. </OtherInformation></Objective><Objective><Name>Resource Providers</Name><Description>Evaluate potential resource providers based on the energy efficiency and/or environmental sustainability of the design of the proposed resources</Description><Identifier>_a4dcc3b6-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>13.2</SequenceIndicator><Stakeholder StakeholderTypeType="Generic_Group"><Name>Resource Providers</Name><Description/></Stakeholder><Stakeholder StakeholderTypeType="Organization"><Name>Environmental Protection Agency</Name><Description>For example, resource providers could work with the
Environmental Protection Agency’s Energy Star for Data Centers program to improve
efficiency, reduce data center cooling energy, and optimize environmental performance.</Description></Stakeholder><OtherInformation>The Operating Entity could consider evaluating
potential resource providers based on the energy efficiency and/or environmental sustainability of
the design of the proposed resources.</OtherInformation></Objective><Objective><Name>Monitoring &amp; Optimization</Name><Description>Acquire, develop, and promote the use of tools to monitor and optimize applications for energy-efficient operation</Description><Identifier>_a4dcc686-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>13.3</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>The Operating Entity and resource providers should acquire, develop, and promote the use
of tools to monitor and optimize applications for energy-efficient operation. This would require
NAIRR resources to be instrumented with technologies that can identify utilization and energy use
at the component level, as energy usage is specific to an application’s execution.</OtherInformation></Objective><Objective><Name>Application Development</Name><Description>Identify application development tools and environments that can assist a programmer in the creation of highly energy-efficient applications and promote energy-efficient user behaviors</Description><Identifier>_a4dccbf4-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>13.4</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>They should also
identify application development tools and environments that can assist a programmer in the
creation of highly energy-efficient applications and promote energy-efficient user behaviors.
These tools should also help the operating system to allocate system capacity to each application
with the goal of optimizing energy use.</OtherInformation></Objective><Objective><Name>Studies</Name><Description>Promote the importance of studying environmental issues through its support of relevant AI research areas</Description><Identifier>_a4dccf3c-d35a-11ed-922c-73073083ea00</Identifier><SequenceIndicator>13.5</SequenceIndicator><Stakeholder StakeholderTypeType="Organization"><Name/><Description/></Stakeholder><OtherInformation>The Operating Entity should also promote the importance of studying environmental issues
through its support of relevant AI research areas. It should track and report on the percentage of
time the NAIRR infrastructure is used for environmental research. Possible areas of study include
environmental systems modeling and analysis, climate modeling, bio-systems modeling,
watershed modeling and analysis, energy systems management, and waste management.
Predictive maintenance and sensor systems learning are other relevant areas of AI research.</OtherInformation></Objective></Goal></StrategicPlanCore><AdministrativeInformation><StartDate>2023-01-31</StartDate><EndDate/><PublicationDate>2023-04-04</PublicationDate><Source>https://www.ai.gov/wp-content/uploads/2023/01/NAIRR-TF-Final-Report-2023.pdf</Source><Submitter><GivenName>Owen</GivenName><Surname>Ambur</Surname><PhoneNumber/><EmailAddress>Owen.Ambur@verizon.net</EmailAddress></Submitter></AdministrativeInformation></PerformancePlanOrReport>